RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••••• M•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Denver, Co
- U••• B•••••• I••••••••• I••• formerAug 2, 2021 to Feb 13, 2026 · Denver, Co
- P•• M•••••• A•••••• S••••••••• I••• formerOct 5, 2018 to Jul 30, 2021 · Castle Rock, Co
- K••••• A••••••• S•••••••• L•• BD affiliatedDec 7, 2017 to Oct 1, 2018 · Denver, Co
- C•••••• S••••• • C••• I••• national BDAug 21, 2006 to Jul 3, 2017 · Englewood, Co
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- P•• M•••••• A•••••• S••••••••• I••• to U••• B•••••• I••••••••• I•••left Jul 30, 2021, registered Aug 2, 2021 (3 days) · Affiliated broker-dealer or bank to another
- K••••• A••••••• S•••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Oct 1, 2018, registered Oct 5, 2018 (4 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to K••••• A••••••• S•••••••• L••left Jul 3, 2017, registered Dec 7, 2017 (157 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address