RIA Intelligence

• A••••••••• F•••••••• P•••••••• I••• state registered current
  since Mar 27, 2015 · Loganville, Ga
• K••••• A•••••••• I••• BD affiliated
  Jan 7, 2015 to Apr 10, 2015 · Loganville, Ga
• R••••••• H••••••• I••••••••• A•••••••• I••• former
  Jan 8, 2008 to Dec 31, 2014 · Loganville, Ga
• R••••••• H••••••• G•••• L•• unclassified
  Jan 10, 2005 to Dec 31, 2007 · Douglasville, Ga
• M•• F•••••••• S•••••••• I••• former
  Apr 24, 2003 to Jan 4, 2005 · Norcross, Ga

• K••••• A•••••••• I••• to A••••••••• F•••••••• P•••••••• I•••
  left Apr 10, 2015, registered Mar 27, 2015 (-14 days) · Other
• R••••••• H••••••• I••••••••• A•••••••• I••• to K••••• A•••••••• I•••
  left Dec 31, 2014, registered Jan 7, 2015 (7 days) · corporate re-registration, not a move
• R••••••• H••••••• G•••• L•• to R••••••• H••••••• I••••••••• A•••••••• I•••
  left Dec 31, 2007, registered Jan 8, 2008 (8 days) · Other
• M•• F•••••••• S•••••••• I••• to R••••••• H••••••• G•••• L••
  left Jan 4, 2005, registered Jan 10, 2005 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address