DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Davis Howard

Osaic Wealth, Inc.BD affiliatedMarietta, Gadual registrantIAPD 3141741

Feed of 09/14/2026

Also filed as Dave Howard

At current firm

2 y

since Nov 3, 2023

In the industry

27 y

since Nov 5, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Nov 3, 2023 · Marietta, Ga
Fsc Securities Corporation former
Jul 25, 2022 to Nov 3, 2023 · Marietta, Ga
Kalos Management former
Nov 12, 2020 to Aug 1, 2022 · Ponte Vedra Beach, Fl
Wells Fargo Advisors wirehouse
Apr 19, 2013 to Sep 4, 2020 · Marietta, Ga
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Apr 22, 2013 · Atlanta, Ga
Banc Of America Investment Services, Inc. unclassified
Jul 27, 2005 to Oct 23, 2009 · Atlanta, Ga
A. G. Edwards & Sons, Inc. unclassified
Apr 30, 2003 to Jul 27, 2005 · Marietta, Ga

Moves

a registration end followed by a registration begin elsewhere

Fsc Securities Corporation to Osaic Wealth, Inc.
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
Kalos Management to Fsc Securities Corporation
left Aug 1, 2022, registered Jul 25, 2022 (-7 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Kalos Management
left Sep 4, 2020, registered Nov 12, 2020 (69 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Apr 22, 2013, registered Apr 19, 2013 (-3 days) · Wirehouse to wirehouse
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
A. G. Edwards & Sons, Inc. to Banc Of America Investment Services, Inc.
left Jul 27, 2005, registered Jul 27, 2005 (0 days) · Other

Signals

William Davis Howard left Kalos Management for Fsc Securities Corporation (registered 2022-07-25)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address