RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• K•••••• L•••••••••
- T•• B•••••• G•••• W••••• A•••••••• L•• other currentsince Apr 22, 2026 · Irvine, Ca
- E•••••••• A•••••••• L•• national BDSep 30, 2002 to Apr 6, 2026 · Upland, Ca
- 1•• G••••• A••••••• I•• formerMay 26, 1999 to Aug 29, 2002 · Upland, Ca
- E•••••••• A•••••••• L•• to T•• B•••••• G•••• W••••• A•••••••• L••left Apr 6, 2026, registered Apr 22, 2026 (16 days) · Other
- 1•• G••••• A••••••• I•• to E•••••••• A•••••••• L••left Aug 29, 2002, registered Sep 30, 2002 (32 days) · Other
- K•••• K•••••• L••••••••• left E•••••••• A•••••••• L•• for T•• B•••••• G•••• W••••• A•••••••• L•• (registered 2026-04-22)Apr 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address