DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

The Baldwin Group Wealth Advisors, LLC

Other adviserTampa, FloridaCRD 312284SEC 801-120404websiteIAPD
Latest filing Aug 14, 2026
First filing on the tape Jan 28, 2021 · 37 filings
SEC status approved since Feb 26, 2021
RAUM
$27B
reported, Item 5.F
Discretionary
11%
of RAUM
Private clients
2.4%
$654M individuals and HNW
Advisors
47
registered through the firm on IAPD
RAUM per advisor
$580M
derived; firm RAUM over IAPD count
Employees
50
50 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$27B as of Aug 14, 2026
Mar 22, 2022$3.5B then
HNW client RAUM$437M as of Aug 14, 2026
Mar 22, 2022$345M then
State-registered IARs (5.B.3)41 as of Aug 14, 2026
Mar 22, 20220 then
Employees (5.A)50 as of Aug 14, 2026
Mar 22, 202216 then
Private funds: no history
RAUM +30% over the last fiscal year+106% a year over threeIARs 13 to 41
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$580MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
25derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$10.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
11%derivedof RAUM
Institutional
31%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
7.8derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
+215%derivedItem 5.B.3 between annual amendments
Client growth, one year
+13%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$18B66%
  • Pension and profit-sharing plans$7.9B29%
  • High-net-worth individuals$437M1.6%
  • Insurance companies$304M1.1%
  • State and municipal entities$268M1.0%
  • Individuals$218M0.8%
  • Charitable organizations$1.4M0.0%
Individual clients
834reported
HNW clients
337reported
Pension plan clients
528reported
Charitable clients
1reported
Accounts
2,651reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.02 fund_share=0.0 institutional_share=0.31 related_bd=true related_bank=false bd_reps=17.0derived
Advisors registered through the firm
47 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Darin GibsonTampa, Fl Mar 1, 202130 y2
Laurie Lee Sowa-WestwoodIrvine, Ca Mar 12, 202113 y1
Stephen YuChartered Financial AnalystIrvne, Ca Mar 12, 202123 y3
Ryan C CallIrvine, Ca Mar 12, 202119 y2
Sung Bin Joseph ParkIrvine, Ca Mar 12, 202127 y2
Jeffrey Paul WarnockCertified Financial Planner, Chartered Financial ConsultantIrvine, Ca Mar 12, 202130 y2
Kyle LabeauneIrvine, Ca Mar 12, 202111 y1
Taylor BoydTampa, Fl Mar 12, 202118 y2
Sina SoltaniTampa, Fl Mar 12, 202114 y2
Todd Russell StahlIrvine, Ca Mar 12, 202127 y4
Alvin TanTampa, Fl May 6, 202214 y2
Robert TrujilloIrvine, Ca Aug 15, 202214 y0
Aaron Brett VasquezIrvine, Ca Jun 2, 202311 y2
Michael Victor AssafTampa, Fl Oct 7, 202420 y2
Gary Ray WilkinsHouston, Tx Oct 9, 202433 y1
Kenneth Francis JewellDunedin, Fl Oct 9, 202426 y3
Donald Earl RobertsTampa, Fl Oct 9, 202416 y2
Eric Robert FriedmanChartered Financial AnalystBethesda, Md Oct 9, 202410 y1
Paul J CookBethesda, Md Oct 14, 202422 y7
Robert Hamilton HannanCertified Financial PlannerTampa, Fl Oct 14, 202422 y2
Joseph James HarknessTampa, Fl Oct 14, 202410 y1
Joseph Thomas AlvarezCertified Financial PlannerTampa, Fl Oct 14, 202411 y1
Ryan ZackBethesda, Md Oct 14, 202410 y1
Lewis Stewart EvansTampa, Fl Oct 14, 202411 y1
Christopher StaubBethesda, Md Oct 14, 202431 y2
Tyler Augustus StewartTampa, Fl Oct 25, 202413 y1
Gregg FineBoca Raton, Fl Dec 6, 202418 y2
Richard James MaxwellIrvine, Ca Jan 14, 202513 y0
James E MaulfairLeesburg, Va Jan 22, 202521 y4
Sean William HollandLeesburg, Va Jan 29, 202518 y1
David Tyler GantzTampa, Fl Jun 11, 202510 y1
Thomas John ParzakonisIrvine, Ca Jun 25, 202526 y4
John Joseph SolomonBethesda, Md Jul 2, 202530 y1
Mason Reza GhodsiTampa, Fl Aug 2, 202511 y0
James Christopher AnselmoTampa, Fl Sep 17, 202525 y1
James SwiftTampa, Fl Oct 16, 202511 y0
Kimberly NorrisBethesda, Md Oct 17, 202513 y0
Dominique Marshee PetersonTampa, Fl Jan 1, 202615 y2
Charles Gerard GriffithBethesda, Md Jan 15, 202610 y0
Jack DigneyJacksonville, Fl Jan 26, 202613 y1
All 47 advisors at The Baldwin Group Wealth Advisors, LLC
Advisor movement
3 left, 8 joined in 12 months
net +5 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 6.4% of current headcount7 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lowry Trevor Baldwin · Ceo/Presidentcontrol
    since 12/2020 · owns less than 5%
  • Kim Lisa Estrada · Chief Compliance Officercontrol
    since 10/2022 · owns less than 5%
  • Lee Darin Gibson · Managing Partnercontrol
    since 12/2020 · owns less than 5%
  • Lenzie Bradford Hale · Chief Financial Officercontrol
    since 09/2021 · owns less than 5%
  • Michael Christopher Staub · Managing Partnercontrol
    since 10/2024 · owns less than 5%
Entity owners
  • The Baldwin Group Financial Services Holdings, LLC · Owner
    direct · owns 75% or more
  • The Baldwin Group Insurance Advisory Solutions Holdings, LLC · Owner
    indirect · owns 75% or more of The Baldwin Group Southeast LLC
  • The Baldwin Group Southeast LLC · Owner
    indirect · owns 75% or more of The Baldwin Group Financial Services Holdings, LLC
  • The Baldwin Insurance Group Holdings, LLC · Owner
    indirect · owns 75% or more of The Baldwin Group Insurance Advisory Solutions Holdings, LLC
  • The Baldwin Insurance Group, Inc. · Owner
    indirect · owns 25% to 50% of The Baldwin Insurance Group Holdings, LLC · public reporting company
Related persons
Schedule D 7.A
  • Burnham Benefits Insurance Services, LLC
    real estaten
  • The Baldwin Group Mid-Atlantic, LLC
    real estaten
  • The Baldwin Group Securities, LLC
    broker-dealern
  • The Baldwin Group Southeast, LLC
    real estatey
  • The Baldwin Group Southwest, LLC
    real estaten
Advisers that list The Baldwin Group Wealth Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Tampa, Fl · principal47130
Irvine, Ca15121
Bethesda, Md1541
Houston, Tx420
Jacksonville, Fl330
Leesburg, Va200
Offices
Schedule D 1.F, the 25 largest
  • Irvine, CA18 employees
  • Bethesda, MD17 employees
  • Houston, TX5 employees
  • Foley, AL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • advisor count surgeChange between filings · filing Apr 1, 2026
    advisory representatives (Item 5.B.3) moved from 13.0 to 41.0 (+215.0%) between the annual amendments of 2025-04-09 and 2026-04-01; the peer median change was -4.0% (31 comparable advisers, 100.0th percentile of changes)
    peers: other advisers, $20B and over (31) · 100% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 2,356 to 2,651
    Feb 27, 2026 to Mar 25, 2026
  • Advisory employees · 36 to 50
    Feb 27, 2026 to Mar 25, 2026
  • BD registered reps · 21 to 17
    Feb 27, 2026 to Mar 25, 2026
  • Corporate clients · 376 to 431
    Feb 27, 2026 to Mar 25, 2026
  • HNW clients · 319 to 337
    Feb 27, 2026 to Mar 25, 2026
  • Individual clients · 713 to 834
    Feb 27, 2026 to Mar 25, 2026
  • Pension plan clients · 387 to 528
    Feb 27, 2026 to Mar 25, 2026
  • Employees · 36 to 50
    Feb 27, 2026 to Mar 25, 2026
  • Insurance-licensed employees · 1 to 0
    Feb 27, 2026 to Mar 25, 2026
  • State-registered IARs · 13 to 41
    Feb 27, 2026 to Mar 25, 2026
  • Discretionary RAUM · $2.3B to $3.1B
    Feb 27, 2026 to Mar 25, 2026
  • HNW RAUM · $414M to $437M
    Feb 27, 2026 to Mar 25, 2026
  • Individual RAUM · $186M to $218M
    Feb 27, 2026 to Mar 25, 2026
  • Non-discretionary RAUM · $19B to $24B
    Feb 27, 2026 to Mar 25, 2026
  • Pension RAUM · $4.8B to $7.9B
    Feb 27, 2026 to Mar 25, 2026
  • RAUM · $21B to $27B
    Feb 27, 2026 to Mar 25, 2026
  • Accounts · 1,915 to 2,356
    Dec 9, 2024 to Apr 9, 2025
  • Advisory employees · 42 to 36
    Dec 9, 2024 to Apr 9, 2025
  • BD registered reps · 25 to 21
    Dec 9, 2024 to Apr 9, 2025
  • Corporate clients · 330 to 376
    Dec 9, 2024 to Apr 9, 2025
  • HNW clients · 202 to 319
    Dec 9, 2024 to Apr 9, 2025
  • Individual clients · 570 to 713
    Dec 9, 2024 to Apr 9, 2025
  • Pension plan clients · 311 to 387
    Dec 9, 2024 to Apr 9, 2025
  • Employees · 42 to 36
    Dec 9, 2024 to Apr 9, 2025
  • Financial planning clients · 101-250 to 51-100
    Dec 9, 2024 to Apr 9, 2025
  • State-registered IARs · 32 to 13
    Dec 9, 2024 to Apr 9, 2025
  • Other offices · 4 to 5
    Dec 9, 2024 to Apr 9, 2025
  • Discretionary RAUM · $1.9B to $2.3B
    Dec 9, 2024 to Apr 9, 2025
  • HNW RAUM · $458M to $414M
    Dec 9, 2024 to Apr 9, 2025
  • Individual RAUM · $182M to $186M
    Dec 9, 2024 to Apr 9, 2025
  • Non-discretionary RAUM · $2.9B to $19B
    Dec 9, 2024 to Apr 9, 2025
  • Pension RAUM · $4.0B to $4.8B
    Dec 9, 2024 to Apr 9, 2025
  • RAUM · $4.8B to $21B
    Dec 9, 2024 to Apr 9, 2025
  • Advisory employees · 43 to 42
    Oct 9, 2024 to Dec 9, 2024
  • BD registered reps · 26 to 25
    Oct 9, 2024 to Dec 9, 2024
  • Employees · 43 to 42
    Oct 9, 2024 to Dec 9, 2024
  • State-registered IARs · 33 to 32
    Oct 9, 2024 to Dec 9, 2024
  • Other offices · 5 to 4
    Oct 9, 2024 to Dec 9, 2024
  • Business name · BURNHAM GIBSON WEALTH ADVISORS, LLC to THE BALDWIN GROUP WEALTH ADVISORS, LLC
    Oct 1, 2024 to Oct 8, 2024
  • Legal name · BURNHAM GIBSON WEALTH ADVISORS, LLC to THE BALDWIN GROUP WEALTH ADVISORS, LLC
    Oct 1, 2024 to Oct 8, 2024
Signals
31 dated events
  • Alexander Max Kuczera left The Baldwin Group Wealth Advisors, Llc for Cassaday & Company, Inc. (registered 2026-07-07)
    Jun 23, 2026 · Advisor changed firm · fact
  • The Baldwin Group Wealth Advisors, Llc reported RAUM $27.3B, up 30% from $21.0B (2026-02-27 to 2026-03-25)
    Mar 25, 2026 · RAUM change · derived
  • The Baldwin Group Wealth Advisors, Llc reported 41 state-registered advisory representatives, up from 13 (2026-02-27 to 2026-03-25)
    Mar 25, 2026 · Advisor headcount change · derived
  • Yasmin Soltani left The Baldwin Group Wealth Advisors, Llc for Equitable Advisors, Llc (registered 2026-01-07)
    Jan 2, 2026 · Advisor changed firm · fact
  • Stuart Lawrence Friedman left The Baldwin Group Wealth Advisors, Llc for Equitable Advisors, Llc (registered 2026-01-07)
    Jan 2, 2026 · Advisor changed firm · fact
  • 2 advisors left The Baldwin Group Wealth Advisors, LLC (Irvine, CA) for Equitable Advisors, LLC on the same day
    Jan 2, 2026 · Team lift-out · derived
  • Kayla Franco left The Baldwin Group Wealth Advisors, Llc for Strategic Advisers Llc (registered 2026-06-15)
    Apr 18, 2025 · Advisor changed firm · fact
  • The Baldwin Group Wealth Advisors, Llc reported RAUM $21.0B, up 338% from $4.8B (2024-12-09 to 2025-04-09)
    Apr 9, 2025 · RAUM change · derived
  • The Baldwin Group Wealth Advisors, Llc reported 13 state-registered advisory representatives, down from 32 (2024-12-09 to 2025-04-09)
    Apr 9, 2025 · Advisor headcount change · derived
  • Patrick Neil Tschetter left The Baldwin Group Wealth Advisors, Llc for Mma Securities Llc (registered 2025-03-03)
    Feb 3, 2025 · Advisor changed firm · fact
  • 2 advisors left Kestra Advisory Services, LLC (Snohomish, WA) for The Baldwin Group Wealth Advisors, LLC on the same day
    Jan 14, 2025 · Team lift-out · derived
  • Jonathan Charles Young left The Baldwin Group Wealth Advisors, Llc for Edward Jones (registered 2024-12-06)
    Dec 9, 2024 · Advisor changed firm · fact
  • The Capital Group Investment Advisory Services, LLC's advisors moved to The Baldwin Group Wealth Advisors, LLC (Bethesda, MD): 9 of 11 registered, a day apart
    Oct 4, 2024 · Firm absorbed (people side) · derived
  • The Baldwin Group Wealth Advisors, Llc reported RAUM $4.8B, up 48% from $3.2B (2024-07-05 to 2024-10-01)
    Oct 1, 2024 · RAUM change · derived
  • The Baldwin Group Wealth Advisors, Llc reported 33 state-registered advisory representatives, up from 17 (2024-07-05 to 2024-10-01)
    Oct 1, 2024 · Advisor headcount change · derived
  • Michael Christopher Staub (Managing Partner) appeared on Schedule A of The Baldwin Group Wealth Advisors, Llc
    Oct 1, 2024 · Control person joined · fact
  • Daniel Micah Stevens left The Baldwin Group Wealth Advisors, Llc for Ubs Financial Services Inc. (registered 2023-10-25)
    Oct 26, 2023 · Advisor changed firm · fact
  • Daniel James Sobrepena left The Baldwin Group Wealth Advisors, Llc for Morgan Stanley (registered 2023-09-19)
    Sep 6, 2023 · Advisor changed firm · fact
  • Douglas Igel left The Baldwin Group Wealth Advisors, Llc for Global Retirement Partners Llc (registered 2023-11-12)
    Aug 18, 2023 · Advisor changed firm · fact
  • The Baldwin Group Wealth Advisors, Llc reported 20 state-registered advisory representatives, up from 0 (2022-12-20 to 2023-03-13)
    Mar 13, 2023 · Advisor headcount change · derived
  • Alan Blake Bjordahl (Chief Compliance Officer) no longer on Schedule A of The Baldwin Group Wealth Advisors, Llc (listed 2022-05-13, absent 2022-09-30)
    Sep 30, 2022 · Control person left · inference
  • Kim Lisa Estrada (Chief Compliance Officer) appeared on Schedule A of The Baldwin Group Wealth Advisors, Llc
    Sep 30, 2022 · Control person joined · fact
  • Eric Cameron Targoff left The Baldwin Group Wealth Advisors, Llc for American Beacon Advisors, Inc. (registered 2022-09-23)
    Sep 7, 2022 · Advisor changed firm · fact
  • Kevin Michael Clemson left The Baldwin Group Wealth Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-24)
    May 6, 2022 · Advisor changed firm · fact
  • Bradford Hale (Chief Financial Officer) appeared on Schedule A of The Baldwin Group Wealth Advisors, Llc
    Sep 27, 2021 · Control person joined · fact
  • Lowry Loper Baldwin (Chairman) no longer on Schedule A of The Baldwin Group Wealth Advisors, Llc (listed 2021-08-31, absent 2021-09-27)
    Sep 27, 2021 · Control person left · inference
  • Kris Wiebeck (Cfo) no longer on Schedule A of The Baldwin Group Wealth Advisors, Llc (listed 2021-08-31, absent 2021-09-27)
    Sep 27, 2021 · Control person left · inference
  • Daniel Galbraith (Chief Operating Officer) no longer on Schedule A of The Baldwin Group Wealth Advisors, Llc (listed 2021-08-31, absent 2021-09-27)
    Sep 27, 2021 · Control person left · inference
  • Christopher Stephens (Chief Legal Officer) no longer on Schedule A of The Baldwin Group Wealth Advisors, Llc (listed 2021-08-31, absent 2021-09-27)
    Sep 27, 2021 · Control person left · inference
  • Burnham Gibson Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Jan 28, 2021 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
baldwin.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
813-934-2743reportedpublic record, Form ADV, Aug 14, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$580Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026