DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barry P Toole
Feed of 09/15/2026
At current firm
10 y
since Mar 7, 2016
In the industry
27 y
since Nov 4, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Mar 7, 2016 · Lincroft, Nj
- J. W. Cole Advisors, Inc. BD affiliatedJan 7, 2014 to Mar 14, 2016 · Tampa, Fl
- Independent Financial Partners BD affiliatedMar 9, 2011 to Dec 11, 2012 · Tampa, Fl
- LPL Financial LLC BD affiliatedMay 20, 2008 to Dec 13, 2010 · Boston, Ma
- Invest Financial Corporation formerSep 6, 2006 to Nov 16, 2007 · Appleton, Wi
- Signal Securities, Inc. independent RIAJan 9, 2006 to Aug 29, 2006 · Fort Worth, Tx
- Invest Financial Corporation formerDec 7, 2005 to Jan 3, 2006 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- J. W. Cole Advisors, Inc. to World Investment Advisors, LLCleft Mar 14, 2016, registered Mar 7, 2016 (-7 days) · Other
- Independent Financial Partners to J. W. Cole Advisors, Inc.left Dec 11, 2012, registered Jan 7, 2014 (392 days) · Other
- LPL Financial LLC to Independent Financial Partnersleft Dec 13, 2010, registered Mar 9, 2011 (86 days) · Other
- Invest Financial Corporation to LPL Financial LLCleft Nov 16, 2007, registered May 20, 2008 (186 days) · Other
- Signal Securities, Inc. to Invest Financial Corporationleft Aug 29, 2006, registered Sep 6, 2006 (8 days) · Other
- Invest Financial Corporation to Signal Securities, Inc.left Jan 3, 2006, registered Jan 9, 2006 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address