RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••• B•••••
- B••••• D••••• P•••••• W••••• M••••••••• L•• independent RIA currentsince Nov 19, 2024 · Dayton, Oh
- B••••••• R•••• A•••••••• I••• formerNov 22, 2017 to Feb 21, 2025 · Crestview Hills, Ky
- B••••••• R•••• A•••••••• I••• to B••••• D••••• P•••••• W••••• M••••••••• L••left Feb 21, 2025, registered Nov 19, 2024 (-94 days) · RIA to a newly registered adviser
- A••••• J••••• B••••• left B••••••• R•••• A•••••••• I••• for B••••• D••••• P•••••• W••••• M••••••••• L•• (registered 2024-11-19)Feb 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address