DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• D••••• P•••••• W••••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Jul 1, 2024 · 8 filings
SEC status approved since Jul 31, 2024
RAUM
$188M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$184M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$62.7M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$188M as of Mar 24, 2026
Feb 1, 2025$103M then
HNW client RAUM$63.7M as of Mar 24, 2026
Feb 1, 2025$14.1M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Feb 1, 20252 then
Employees (5.A)7 as of Mar 24, 2026
Feb 1, 20257 then
Private funds: no history
RAUM +83% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $62.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.6MderivedHNW RAUM over HNW clients
- Average account
- $449,201derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +83%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$120M64%
- High-net-worth individuals$63.7M34%
- Corporations and businesses$4.6M2.5%
- Individual clients
- 185reported
- HNW clients
- 6reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 419reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• S••••• S•••••Personal Financial Specialist | Crestview Hills, Ky | Nov 19, 2024 | 27 y | 1 |
| A••••• J••••• B•••••Personal Financial Specialist | Indianapolis, In | Nov 19, 2024 | 12 y | 1 |
| R••• A•••• L••••Personal Financial Specialist | Crestview Hills, Ky | Feb 5, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G••••• S••••• S••••• from B••••••• R•••• A•••••••• I•••Nov 19, 2024 · RIA to a newly registered adviser
- A••••• J••••• B••••• from B••••••• R•••• A•••••••• I•••Nov 19, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••••• J••••• · Director, Senior Wealth Managercontrolsince 05/2024 · owns less than 5%
- R•••• L••••••••• E•••••••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- S•••••• G•••••• S••••• · Managing Director, Senior Wealth Managercontrolsince 05/2024 · owns less than 5%
- B•••••• A•••••• J••••• · Elected Managercontrolsince 03/2019 · owns F of B•••••• D••••• • C••• L•••
- S•••••• G•••••• S••••• · Elected Managercontrolsince 03/2021 · owns F of B•••••• D••••• • C••• L•••
- C••••••• J••••• · Elected Managersince 03/2024 · owns F of B•••••• D••••• • C••• L•••
- F•••• R••••• · Elected Managersince 03/2021 · owns F of B•••••• D••••• • C••• L•••
- R•••••• J••••• P• · Elected Managersince 01/2019 · owns F of B•••••• D••••• • C••• L•••
Entity owners
- B•••••• D••••• • C••• L••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• J••••• B•••••insurancey
- B•••••• D••••• • C••• L•••insurancey
- G••••• S••••• S••••• J••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 3 | 0 | 0 | ||
| Crestview Hills, Ky | 3 | 0 | 0 | ||
| Dayton, Oh | 3 | 0 | 0 | ||
| Indianapolis, In | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Crestview Hills, KY4 employees
- Dayton, OH4 employees
- Indianapolis, IN4 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $102,794,064 to $188,215,232 (+83.0%) between the annual amendments of 2025-03-26 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
- account count surgeChange between filings · filing Mar 24, 2026accounts (Item 5.F.2.f) moved from 235.0 to 419.0 (+78.0%) between the annual amendments of 2025-03-26 and 2026-03-24; the peer median change was +5.0% (3687 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 97% percentile
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 9.0% to 34.0% between the annual amendments of 2025-03-26 and 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 235 to 419Mar 26, 2025 to Mar 24, 2026
- Corporate clients · 0 to 7Mar 26, 2025 to Mar 24, 2026
- HNW clients · 1 to 6Mar 26, 2025 to Mar 24, 2026
- Individual clients · 165 to 185Mar 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $99.4M to $183MMar 26, 2025 to Mar 24, 2026
- HNW RAUM · $9.1M to $63.7MMar 26, 2025 to Mar 24, 2026
- Individual RAUM · $93.7M to $120MMar 26, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $3.4M to $4.9MMar 26, 2025 to Mar 24, 2026
- RAUM · $103M to $188MMar 26, 2025 to Mar 24, 2026
- Accounts · 236 to 235Feb 12, 2025 to Mar 26, 2025
- HNW clients · 2 to 1Feb 12, 2025 to Mar 26, 2025
- Individual clients · 129 to 165Feb 12, 2025 to Mar 26, 2025
- Financial planning clients · unset to Feb 12, 2025 to Mar 26, 2025
- Discretionary RAUM · $100M to $99.4MFeb 12, 2025 to Mar 26, 2025
- HNW RAUM · $14.1M to $9.1MFeb 12, 2025 to Mar 26, 2025
- Individual RAUM · $89.1M to $93.7MFeb 12, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $3.0M to $3.4MFeb 12, 2025 to Mar 26, 2025
- RAUM · $103M to $103MFeb 12, 2025 to Mar 26, 2025
- Accounts · 0 to 236Dec 6, 2024 to Feb 1, 2025
- Advisory employees · 6 to 3Dec 6, 2024 to Feb 1, 2025
- HNW clients · 0 to 2Dec 6, 2024 to Feb 1, 2025
- Individual clients · 0 to 129Dec 6, 2024 to Feb 1, 2025
- Employees · 9 to 7Dec 6, 2024 to Feb 1, 2025
- Insurance-licensed employees · 0 to 2Dec 6, 2024 to Feb 1, 2025
- State-registered IARs · 4 to 2Dec 6, 2024 to Feb 1, 2025
- Discretionary RAUM · $0 to $100MDec 6, 2024 to Feb 1, 2025
- HNW RAUM · $0 to $14.1MDec 6, 2024 to Feb 1, 2025
- Individual RAUM · $0 to $89.1MDec 6, 2024 to Feb 1, 2025
- Non-discretionary RAUM · $0 to $3.0MDec 6, 2024 to Feb 1, 2025
- RAUM · $0 to $103MDec 6, 2024 to Feb 1, 2025
- Business name · B••••• D••••• F•••••••• S•••••••• L••• to B••••• D••••• P•••••• W••••• M••••••••• L••Jul 1, 2024 to Oct 31, 2024
- Legal name · B••••• D••••• F•••••••• S•••••••• L••• to B••••• D••••• P•••••• W••••• M••••••••• L••Jul 1, 2024 to Oct 31, 2024
Signals
1 dated events
- B••••• D••••• F•••••••• S•••••••• L••• filed its initial SEC registration (Form ADV)Jul 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- barnesdennigprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (513) 241-8313reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026