RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• A•••••••• P•••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Kerrville, Tx
- N••• F•••••••• G••••• I••• formerJun 1, 2020 to Jul 10, 2025 · Kerrville, Tx
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jun 2, 2020 · Ingram, Tx
- W•••• F•••• I••••••••• L•• unclassifiedJan 28, 2002 to Jan 3, 2011 · Boerne, Tx
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to N••• F•••••••• G••••• I•••left Jun 2, 2020, registered Jun 1, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address