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Feed of 09/14/2026
Also filed as J•••• A S••••
At current firm
1 y
since Nov 15, 2024
In the industry
27 y
since Jan 15, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 15, 2024 · Marlton, Nj
- R•••••• J•••• • A••••••••• I••• national BDFeb 3, 2017 to Nov 18, 2024 · Mount Laurel, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 30, 2017 · Mount Laurel, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 9, 2007 to Jun 1, 2009 · Mt. Laurel, Nj
- U•• F•••••••• S••••••• I••• wirehouseOct 4, 2002 to Nov 21, 2007 · Mt. Laurel, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 22, 2001 to Oct 8, 2002 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Nov 18, 2024, registered Nov 15, 2024 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Jan 30, 2017, registered Feb 3, 2017 (4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Nov 21, 2007, registered Nov 9, 2007 (-12 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Oct 8, 2002, registered Oct 4, 2002 (-4 days) · Wirehouse to wirehouse
Signals
- J•••• A••••• S•••• left R•••••• J•••• • A••••••••• I••• for M••••• S•••••• (registered 2024-11-15)Nov 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address