RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••••• E•••••••
- R•• W••••• P••••••• independent RIA currentsince Nov 18, 2024 · Boston, Ma
- P•••••• W••••• A••••••• G•••• formerJun 1, 2018 to Nov 7, 2023 · Troy, Mi
- R••••••••• C•••••• M••••••••• L•• unclassifiedJan 30, 2017 to Sep 26, 2018 · Canton, Mi
- R••••••••• C•••••• M••••••••• L•• unclassifiedJan 22, 2015 to Dec 31, 2016 · Grand Rapids, Mi
- L••••• P••••••• • A••••••••• I••• formerOct 17, 2013 to Feb 9, 2017 · Grand Rapids, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedOct 19, 2012 to Oct 14, 2013 · Canton, Mi
- L••••• P•••••• C••••• G••••• I••• formerOct 2, 2012 to Oct 22, 2012 · Canton, Mi
- U•• F•••••••• S••••••• I••• wirehouseJun 26, 2009 to Apr 23, 2012 · Plymouth, Mi
- P•••••• W••••• A••••••• G•••• to R•• W••••• P•••••••left Nov 7, 2023, registered Nov 18, 2024 (377 days) · RIA to RIA · moved with a team
- R••••••••• C•••••• M••••••••• L•• to P•••••• W••••• A••••••• G••••left Sep 26, 2018, registered Jun 1, 2018 (-117 days) · Other
- L••••• P••••••• • A••••••••• I••• to R••••••••• C•••••• M••••••••• L••left Feb 9, 2017, registered Jan 22, 2015 (-749 days) · Other
- R•••• I••••••••• A••••••• L•• to L••••• P••••••• • A••••••••• I•••left Oct 14, 2013, registered Oct 17, 2013 (3 days) · Other
- L••••• P•••••• C••••• G••••• I••• to R•••• I••••••••• A••••••• L••left Oct 22, 2012, registered Oct 19, 2012 (-3 days) · Other
- U•• F•••••••• S••••••• I••• to L••••• P•••••• C••••• G••••• I•••left Apr 23, 2012, registered Oct 2, 2012 (162 days) · Other
- M•••••• P••••• E••••••• left P•••••• W••••• A••••••• G•••• for R•• W••••• P••••••• (registered 2024-11-18)Nov 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address