T•••• J••• W•••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Jul 24, 2025 · Fargo, Nd
• L•• F•••••••• L•• BD affiliated
  Mar 4, 2017 to Jul 30, 2025 · Fargo, Nd
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jan 21, 2014 to Feb 28, 2017 · Fargo, Nd
• C••••• I••••••••• S••••••• L•• former
  Oct 27, 2005 to Jan 21, 2014 · Fargo, Nd
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 11, 2001 to Dec 16, 2003 · Fargo, Nd

• L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jul 30, 2025, registered Jul 24, 2025 (-6 days) · Affiliated broker-dealer or bank to another
• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Feb 28, 2017, registered Mar 4, 2017 (4 days) · Other · moved with a team
• C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• S••••••• L••
  left Dec 16, 2003, registered Oct 27, 2005 (681 days) · Other

• ••• Locked
  Jul 30, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address