DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Duval Harrison
Feed of 09/15/2026
Also filed as Steven D Harrison
At current firm
11 y
since Jul 14, 2015
In the industry
25 y
since Jan 4, 2001 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Jul 14, 2015 · Atlanta, Ga
- Alterity Financial Group, LLC formerDec 5, 2013 to Jul 6, 2015 · Bangor, Me
- Eagle Financial Strategies independent RIASep 11, 2008 to Oct 30, 2013 · Bangor, Me
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 21, 2007 to Oct 3, 2008 · Brewer, Me
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 2, 2007 to Mar 2, 2007 · Brewer, Me
- Fbr Investment Management, Inc. unclassifiedApr 15, 2005 to May 3, 2005 · Arlington, Va
- Banc Of America Investment Services, Inc. unclassifiedMar 16, 2005 to Mar 2, 2007 · Old Town, Me
- Bangor Securities, Inc. unclassifiedNov 17, 2004 to Mar 10, 2005 · Portland, Me
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Nov 19, 2004 · Bangor, Me
- Quick & Reilly, Inc. unclassifiedAug 29, 2002 to Oct 20, 2004 · Bangor, Me
Moves
a registration end followed by a registration begin elsewhere
- Alterity Financial Group, LLC to Advisory Services Networkleft Jul 6, 2015, registered Jul 14, 2015 (8 days) · Other
- Eagle Financial Strategies to Alterity Financial Group, LLCleft Oct 30, 2013, registered Dec 5, 2013 (36 days) · Other
- Cambridge Investment Research Advisors, Inc. to Eagle Financial Strategiesleft Oct 3, 2008, registered Sep 11, 2008 (-22 days) · Other
- Banc Of America Investment Services, Inc. to Fbr Investment Management, Inc.left Mar 2, 2007, registered Apr 15, 2005 (-686 days) · Other
- Fbr Investment Management, Inc. to Cambridge Investment Research Advisors, Inc.left May 3, 2005, registered Mar 2, 2007 (668 days) · Other
- Bangor Securities, Inc. to Banc Of America Investment Services, Inc.left Mar 10, 2005, registered Mar 16, 2005 (6 days) · Other
- Banc Of America Investment Services, Inc. to Bangor Securities, Inc.left Nov 19, 2004, registered Nov 17, 2004 (-2 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address