RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B•••• A••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jun 1, 2023 · Roselle, Nj
- P••••••• I••••••••• I••• institutionalMar 27, 2007 to Dec 12, 2007 · Shelton, Ct
- C••••• I••••••••• S••••••• L•• formerApr 22, 2005 to Mar 7, 2006 · New York, Ny
- W••• I••••••••• I••• unclassifiedAug 10, 2004 to Apr 21, 2005 · New York, Ny
- Q•••• • R•••••• I••• unclassifiedApr 21, 2004 to Aug 13, 2004 · New York, Ny
- P••••••• I••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Dec 12, 2007, registered Jun 1, 2023 (5650 days) · Other
- C••••• I••••••••• S••••••• L•• to P••••••• I••••••••• I•••left Mar 7, 2006, registered Mar 27, 2007 (385 days) · Other
- W••• I••••••••• I••• to C••••• I••••••••• S••••••• L••left Apr 21, 2005, registered Apr 22, 2005 (1 days) · Other
- Q•••• • R•••••• I••• to W••• I••••••••• I•••left Aug 13, 2004, registered Aug 10, 2004 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address