RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• T••••• N•••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Morgan Hill, Ca
- B••••••••• S•••••••• W•••••• L•• formerJul 1, 2020 to Nov 14, 2024 · Morgan Hill, Ca
- R•• A••••••• S•••••••• I••• formerMar 26, 2018 to Jul 1, 2020 · Morgan Hill, Ca
- R•• A••••••• S•••••••• I••• formerJun 22, 2006 to Dec 31, 2017 · Morgan Hill, Ca
- L•• F•••••••• L•• BD affiliatedSep 27, 2002 to Mar 31, 2005 · Morgan Hill, Ca
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Nov 14, 2024, registered Jul 1, 2024 (-136 days) · corporate re-registration, not a move
- R•• A••••••• S•••••••• I••• to B••••••••• S•••••••• W•••••• L••left Jul 1, 2020, registered Jul 1, 2020 (0 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to R•• A••••••• S•••••••• I•••left Mar 31, 2005, registered Jun 22, 2006 (448 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address