DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carla Ann Reilly

Highpoint Planning Partnersindependent RIAOrland Park, Il dual registrantIAPD 3151464

Feed of 09/15/2026

Also filed as Carla Ann Henry

At current firm

4 y

since Nov 1, 2021

In the industry

26 y

since Feb 29, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Highpoint Planning Partners independent RIA current
since Nov 1, 2021 · Downers Grove, Il
Highpoint Advisor Group, LLC former
Jul 30, 2021 to Dec 31, 2021 · Downers Grove, Il
Highpoint Advisor Group, LLC former
Jul 27, 2021 to Jul 28, 2021 · Orland Park, Il
Level Four Advisory Services BD affiliated
Oct 17, 2016 to Jul 28, 2021 · Orland Park, Il
U.S. Bancorp Investments, Inc. former
Jun 20, 2014 to Oct 17, 2016 · Braidwood, Il
Citizens Securities, Inc. BD affiliated
Oct 4, 2006 to Jun 23, 2014 · Lockport, Il
Chase Investment Services Corp. former
Jul 6, 2005 to Sep 6, 2005 · Chicago, Il
Banc One Securities Corporation unclassified
Oct 28, 2004 to Jul 6, 2005 · La Grange, Il

Moves

a registration end followed by a registration begin elsewhere

Highpoint Advisor Group, LLC to Highpoint Planning Partners
left Dec 31, 2021, registered Nov 1, 2021 (-60 days) · corporate re-registration, not a move
Level Four Advisory Services to Highpoint Advisor Group, LLC
left Jul 28, 2021, registered Jul 27, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
U.S. Bancorp Investments, Inc. to Level Four Advisory Services
left Oct 17, 2016, registered Oct 17, 2016 (0 days) · Other
Citizens Securities, Inc. to U.S. Bancorp Investments, Inc.
left Jun 23, 2014, registered Jun 20, 2014 (-3 days) · Other
Chase Investment Services Corp. to Citizens Securities, Inc.
left Sep 6, 2005, registered Oct 4, 2006 (393 days) · Other
Banc One Securities Corporation to Chase Investment Services Corp.
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address