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Registered advisor

J••• P••••••

K••••• A••••••• S•••••••• L••BD affiliatedKings Park, Ny dual registrantIAPD 3154217

Feed of 09/15/2026

Also filed as J••• Alan P••••••

At current firm

4 y

since Sep 15, 2022

In the industry

27 y

since Jan 20, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 15, 2022 · Kings Park, Ny
W•••• F•••• A••••••• wirehouse
Mar 30, 2010 to Sep 27, 2022 · Hauppauge, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Mar 11, 2010 · Plainview, Ny
C••••••• I••••••••• S••••••• unclassified
Dec 7, 2004 to May 29, 2007 · Bayshore, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to K••••• A••••••• S•••••••• L••
left Sep 27, 2022, registered Sep 15, 2022 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Mar 11, 2010, registered Mar 30, 2010 (19 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

J••• P•••••• left W•••• F•••• A••••••• for K••••• A••••••• S•••••••• L•• (registered 2022-09-15)
Sep 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address