RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• W••••••
- E•••• S••••••••• L•• BD affiliated currentsince Apr 7, 2026 · Roasharon, Tx
- L••••• F••••••••• I••• BD affiliatedJul 8, 2004 to Oct 6, 2025 · Birmingham, Al
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 22, 2003 to Jul 6, 2004 · Frisco, Tx
- L••••• F••••••••• I••• to E•••• S••••••••• L••left Oct 6, 2025, registered Apr 7, 2026 (183 days) · RIA to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to L••••• F••••••••• I•••left Jul 6, 2004, registered Jul 8, 2004 (2 days) · Other
- J•••••• S•••• W•••••• left L••••• F••••••••• I••• for E•••• S••••••••• L•• (registered 2026-04-07)Oct 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address