RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J••• C••••••
- B•••••• W••••• M••••••••• L•• state registered currentsince Nov 24, 2025 · Coatesville, Pa
- L•• F•••••••• L•• BD affiliatedOct 14, 2010 to Dec 1, 2010 · Newtown Square, Pa
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 26, 2008 to Feb 26, 2010 · Linthicum Heights, Md
- R••••• B••• • C••• L•• formerMay 10, 2007 to Nov 25, 2008 · Hunt Valley, Md
- L•• F•••••••• L•• to B•••••• W••••• M••••••••• L••left Dec 1, 2010, registered Nov 24, 2025 (5472 days) · Other
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Feb 26, 2010, registered Oct 14, 2010 (230 days) · Other
- R••••• B••• • C••• L•• to V•••• F•••••••• A•••••••• I•••left Nov 25, 2008, registered Nov 26, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address