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Registered advisor
J•••• T••••• N•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• T••••• N•••••
At current firm
14 y
since Nov 4, 2011
In the industry
27 y
since Jan 28, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Nov 4, 2011 · Asheville, Nc
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 9, 2011 · Asheville, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 31, 2001 to Jun 1, 2009 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to O••••••••• • C•• I•••left Nov 9, 2011, registered Nov 4, 2011 (-5 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address