RIA Intelligence
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N••• K•••••• S••••••
- Professional profile
- LINKEDIN.COM/IN/N•••-S••••••-976A1235reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••• P••••••••• A•••••••• L•• independent RIA currentsince Feb 4, 2014 · Chattanooga, Tn
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 10, 2014 · Chattanooga, Tn
- M••••• S•••••• • C•• L•• unclassifiedDec 17, 2007 to Jun 1, 2009 · Chattanooga, Tn
- M••••• S•••••• to W••••• P••••••••• A•••••••• L••left Feb 10, 2014, registered Feb 4, 2014 (-6 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address