DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• A•••••••• H••••••

L•• F•••••••• L••BD affiliatedMedia, Padual registrantIAPD 3158599

Feed of 09/14/2026

Also filed as Sean A Harding

At current firm

2 y

since Mar 29, 2024

In the industry

27 y

since Feb 9, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 29, 2024 · Media, Pa
A•••••• A••••••• S••••••• former
Feb 10, 2021 to Apr 4, 2024 · Media, Pa
G•••• V••••• A•••••• G••••• L•• i••••••••• wealth
Mar 20, 2019 to Mar 16, 2021 · Paoli, Pa
I••••••••• F•••••••• P••••••• BD affiliated
Jul 31, 2012 to Mar 15, 2019 · Berwyn, Pa
O•••• F•• I••• former
May 1, 2012 to Jul 30, 2012 · Cherry Hill, Nj

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to L•• F•••••••• L••
left Apr 4, 2024, registered Mar 29, 2024 (-6 days) · Affiliated broker-dealer or bank to another
G•••• V••••• A•••••• G••••• L•• to A•••••• A••••••• S•••••••
left Mar 16, 2021, registered Feb 10, 2021 (-34 days) · RIA to affiliated broker-dealer or bank
I••••••••• F•••••••• P••••••• to G•••• V••••• A•••••• G••••• L••
left Mar 15, 2019, registered Mar 20, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA
O•••• F•• I••• to I••••••••• F•••••••• P•••••••
left Jul 30, 2012, registered Jul 31, 2012 (1 days) · Other

Signals

S••• A•••••••• H•••••• left A•••••• A••••••• S••••••• for L•• F•••••••• L•• (registered 2024-03-29)
Apr 4, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address