DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•• B•••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 3159098

Feed of 09/14/2026

Also filed as C•• B•••••

At current firm

4 y

since Sep 6, 2022

In the industry

12 y

since Nov 12, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Sep 6, 2022 · Greenwood Village, Co
C•••••• B•••••• C••••••••• unclassified
Apr 27, 2022 to Aug 17, 2022 · Atlanta, Ga
C•••••• B•••••• C••••••••• unclassified
Oct 22, 2018 to Dec 31, 2021 · Atlanta, Ga
P••••••• C•••••• A••••••• C••••••••• former
Oct 17, 2017 to Aug 3, 2018 · Lithia Springs, Ga
O•••• F•• I••• former
Mar 8, 2017 to Oct 24, 2017 · Atlanta, Ga
O•••• F•• I••• former
Jan 31, 2014 to Nov 27, 2015 · Lithia Springs, Ga

Moves

a registration end followed by a registration begin elsewhere

C•••••• B•••••• C••••••••• to E•••••• A••••••• G••••• L••
left Aug 17, 2022, registered Sep 6, 2022 (20 days) · Other
P••••••• C•••••• A••••••• C••••••••• to C•••••• B•••••• C•••••••••
left Aug 3, 2018, registered Oct 22, 2018 (80 days) · Other
O•••• F•• I••• to P••••••• C•••••• A••••••• C•••••••••
left Oct 24, 2017, registered Oct 17, 2017 (-7 days) · Other

Signals

C•• B••••• left C•••••• B•••••• C••••••••• for E•••••• A••••••• G••••• L•• (registered 2022-09-06)
Aug 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address