RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• G•••••• A••••••••
- F••••• G••••• I••• independent RIA currentsince Jul 17, 2025 · West Des Moines, Ia
- P•••••••• A•••••• S••••••• BD affiliatedAug 28, 2024 to Jul 8, 2025 · W Des Moines, Ia
- P•••••••• A•••• M••••••••• otherAug 3, 2006 to Mar 16, 2007 · Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedSep 28, 2004 to Nov 26, 2023 · Des Moines, Ia
- P•••••••• A•••••• S••••••• to F••••• G••••• I•••left Jul 8, 2025, registered Jul 17, 2025 (9 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••left Nov 26, 2023, registered Aug 3, 2006 (-6324 days) · Other
- P•••••••• A•••• M••••••••• to P•••••••• A•••••• S•••••••left Mar 16, 2007, registered Aug 28, 2024 (6375 days) · Other
- R••••• G•••••• A•••••••• left P•••••••• A•••••• S••••••• for F••••• G••••• I••• (registered 2025-07-17)Jul 8, 2025 · Advisor changed firm · fact
- R••••• G•••••• A•••••••• left P•••••••• S••••••••• I••• for P•••••••• A•••• M••••••••• (registered 2006-08-03)Nov 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address