RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A••• L••••
- G••• E•••• A•••••••• L•• independent RIA currentsince Mar 17, 2016 · Freehold, Nj
- G••• E•••• A•••••••• L•• formerDec 3, 2013 to Mar 9, 2016 · Kingston, Nj
- D••••• • B•••• I••••••••• A••••••• L•• independent RIANov 2, 2005 to Dec 2, 2013 · Princeton, Nj
- G••• E•••• A•••••••• L•• to G••• E•••• A•••••••• L••left Mar 9, 2016, registered Mar 17, 2016 (8 days) · Other · moved with a team
- D••••• • B•••• I••••••••• A••••••• L•• to G••• E•••• A•••••••• L••left Dec 2, 2013, registered Dec 3, 2013 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address