DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Glen Eagle Advisors, LLC
Latest filing Apr 2, 2026
First filing on the tape Feb 18, 2016 · 28 filings
SEC status approved since Mar 10, 2014
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$995M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$85.5M
derived; firm RAUM over IAPD count
Employees
21
17 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.0B as of Apr 2, 2026
Mar 17, 2016$138M then
HNW client RAUM$675M as of Apr 2, 2026
Mar 29, 2018$143M then
State-registered IARs (5.B.3)16 as of Apr 2, 2026
Mar 17, 20168 then
Employees (5.A)21 as of Apr 2, 2026
Mar 17, 201614 then
Private funds: no history
RAUM +17% over the last fiscal year+22% a year over threeIARs 16 to 16offices 4 to 3
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $85.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 280derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $301,793derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 3.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $25.5MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$675M66%
- Individuals$320M31%
- Pension and profit-sharing plans$18.9M1.8%
- Corporations and businesses$8.8M0.9%
- Charitable organizations$3.4M0.3%
- Individual clients
- 3,026reported
- HNW clients
- 335reported
- Pension plan clients
- 20reported
- Charitable clients
- 9reported
- Accounts
- 3,401reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=17.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Susan Ann Michel | Kingston, Nj | Mar 17, 2016 | 38 y | 0 |
| Kathy Anne Lobue | Freehold, Nj | Mar 17, 2016 | 27 y | 2 |
| Charles Edward Naddaff | Langhorne, Pa | Mar 17, 2016 | 40 y | 1 |
| Jay S Lipschutz | Ft Washington, Pa | Apr 26, 2017 | 37 y | 0 |
| Stevan Karl Radanovic | Kingston, Nj | Jul 11, 2017 | 40 y | 0 |
| Charles Edward Naddaff | Langhorne, Pa | Jun 29, 2018 | 10 y | 0 |
| Margaret Jane Gore | Kingston, Nj | Feb 1, 2019 | 14 y | 6 |
| Robert Freeman Michel | Kingston, Nj | Sep 11, 2019 | 14 y | 0 |
| Ann Schnorr Monaghan | Kingston, Nj | May 8, 2020 | 34 y | 2 |
| Zachary Ryan Feinberg | Kingston, Nj | Jan 1, 2025 | 14 y | 0 |
| Nicole Marie BaptistaCertified Financial Planner | Kingston, Nj | May 20, 2025 | 10 y | 0 |
| James Patrick Oboyle | Kingston, Nj | Jun 25, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Taylor A Felline to Morgan StanleyJan 16, 2024 · RIA to wirehouse
- Kayla Alexus Rodriguez to MarinerJan 16, 2024 · RIA to affiliated broker-dealer or bank
- Gary Allen Moody to Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 17, 2019 · RIA to wirehouse
- Robert Eng to Belpointe Asset Management LLCNov 1, 2019 · RIA to RIA
- Joseph John Gormley to Cetera Investment Advisers LLCMay 17, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Ann Schnorr Monaghan from Redwood Wealth Management Group, LLCMay 8, 2020 · RIA to RIA
- Margaret Jane Gore from Summit Financial, LLCFeb 1, 2019 · Affiliated broker-dealer or bank to independent RIA
- Charles Edward Naddaff from Financial Fitness ServicesMar 17, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Glen Eagle Advisors, LLCMar 9, 2016 · Kingston, Nj · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carol Ann Fernandez · Chief Financial And Operations Principalcontrolsince 07/2019 · owns less than 5%
- Freeman Robert Michel · Ciocontrolsince 01/2018 · owns less than 5%
- Ann Susan Michel · Chief Executive Officercontrolsince 04/2012 · owns less than 5%
- Patrick James Oboyle · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Carol Ann Fernandez · Common Shareholdercontrolsince 01/2023 · owns F of Glen Eagle Investments, Inc.
- Freeman Robert Michel · Common Shareholdercontrolsince 01/2023 · owns F of Glen Eagle Investments, Inc.
- Ann Susan Michel · Common Shareholdercontrolsince 05/1988 · owns 75% or more of Glen Eagle Investments, LLC
Entity owners
- Glen Eagle Investments, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Glen Eagle Advisors, LLCbroker-dealerreal estatenRAUM $128M
Advisers that list Glen Eagle Advisors, LLC as a related person
- 325090 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kingston, Nj · principal | 10 | 0 | 0 | ||
| Freehold, Nj | 2 | 0 | 0 | ||
| Langhorne, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Langhorne, PA3 employees
- Freehold, NJ3 employees
- Horsham, PA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 3,251 to 3,401Mar 21, 2025 to Mar 19, 2026
- Advisory activities · 3 to 4Mar 21, 2025 to Mar 19, 2026
- Charity clients · 18 to 9Mar 21, 2025 to Mar 19, 2026
- HNW clients · 265 to 335Mar 21, 2025 to Mar 19, 2026
- Individual clients · 2,927 to 3,026Mar 21, 2025 to Mar 19, 2026
- Pension plan clients · 30 to 20Mar 21, 2025 to Mar 19, 2026
- Financial planning clients · 11-25 to 51-100Mar 21, 2025 to Mar 19, 2026
- Other offices · 4 to 3Mar 21, 2025 to Mar 19, 2026
- Discretionary RAUM · $881M to $1.0BMar 21, 2025 to Mar 19, 2026
- HNW RAUM · $531M to $675MMar 21, 2025 to Mar 19, 2026
- Individual RAUM · $271M to $320MMar 21, 2025 to Mar 19, 2026
- Pension RAUM · $56.7M to $18.9MMar 21, 2025 to Mar 19, 2026
- RAUM · $881M to $1.0BMar 21, 2025 to Mar 19, 2026
- Accounts · 3,117 to 3,251Aug 19, 2024 to Mar 21, 2025
- Corporate clients · 8 to 11Aug 19, 2024 to Mar 21, 2025
- HNW clients · 242 to 265Aug 19, 2024 to Mar 21, 2025
- Individual clients · 2,826 to 2,927Aug 19, 2024 to Mar 21, 2025
- Financial planning clients · 11-25 to 11-25Aug 19, 2024 to Mar 21, 2025
- Discretionary RAUM · $714M to $881MAug 19, 2024 to Mar 21, 2025
- HNW RAUM · $448M to $531MAug 19, 2024 to Mar 21, 2025
- Individual RAUM · $204M to $271MAug 19, 2024 to Mar 21, 2025
- Pension RAUM · $45.6M to $56.7MAug 19, 2024 to Mar 21, 2025
- RAUM · $714M to $881MAug 19, 2024 to Mar 21, 2025
- Accounts · 2,213 to 3,117Jun 27, 2023 to Mar 27, 2024
- Advisory employees · 20 to 17Jun 27, 2023 to Mar 27, 2024
- BD registered reps · 16 to 17Jun 27, 2023 to Mar 27, 2024
- Charity clients · 8 to 18Jun 27, 2023 to Mar 27, 2024
- Corporate clients · 34 to 8Jun 27, 2023 to Mar 27, 2024
- HNW clients · 295 to 242Jun 27, 2023 to Mar 27, 2024
- Individual clients · 1,818 to 2,826Jun 27, 2023 to Mar 27, 2024
- Pension plan clients · 58 to 30Jun 27, 2023 to Mar 27, 2024
- Employees · 23 to 21Jun 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $570M to $714MJun 27, 2023 to Mar 27, 2024
- HNW RAUM · $386M to $448MJun 27, 2023 to Mar 27, 2024
- Individual RAUM · $173M to $204MJun 27, 2023 to Mar 27, 2024
- Pension RAUM · $6.0M to $45.6MJun 27, 2023 to Mar 27, 2024
- RAUM · $570M to $714MJun 27, 2023 to Mar 27, 2024
- Related insurance company · false to trueJun 27, 2023 to Mar 27, 2024
- Accounts · 2,208 to 2,213May 31, 2022 to Apr 7, 2023
- Advisory employees · 16 to 20May 31, 2022 to Apr 7, 2023
Signals
11 dated events
- Patrick James Oboyle (Chief Compliance Officer) appeared on Schedule A of Glen Eagle Advisors, LlcAug 19, 2024 · Control person joined · fact
- Glen Eagle Advisors, Llc reported RAUM $714.2M, up 25% from $569.7M (2023-06-27 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Kayla Alexus Rodriguez left Glen Eagle Advisors, Llc for Mariner (registered 2021-10-04)Jan 16, 2024 · Advisor changed firm · fact
- Taylor A Felline left Glen Eagle Advisors, Llc for Morgan Stanley (registered 2021-05-05)Jan 16, 2024 · Advisor changed firm · fact
- William Vincent Favaro (Cco) no longer on Schedule A of Glen Eagle Advisors, Llc (listed 2022-05-31, absent 2023-04-07)Apr 7, 2023 · Control person left · inference
- William Vincent Favaro (Cco) appeared on Schedule A of Glen Eagle Advisors, LlcApr 19, 2022 · Control person joined · fact
- Freeman Robert Michel (Cio) appeared on Schedule A of Glen Eagle Advisors, LlcApr 19, 2022 · Control person joined · fact
- Glen Eagle Advisors, Llc reported RAUM $641.4M, up 58% from $405.3M (2020-06-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Glen Eagle Advisors, Llc reported RAUM $405.3M, up 34% from $301.9M (2019-12-04 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- Elizabeth Susan Dumont (Chief Compliance Officer) appeared on Schedule A of Glen Eagle Advisors, LlcDec 2, 2019 · Control person joined · fact
- A Gary Moody (Chief Compliance Officer) no longer on Schedule A of Glen Eagle Advisors, Llc (listed 2019-03-26, absent 2019-12-02)Dec 2, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/285179reportedpublic record, Form ADV, Sep 18, 2026
- Website
- GLENEAGLEADV.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 609-631-8231reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026