DFX Intelligence
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Registered advisor
J•••••• D•••• L••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jan 24, 2025
In the industry
24 y
since Mar 27, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Columbus, Oh
- O•••• F•• I••• formerJun 21, 2016 to Jan 24, 2025 · Columbus, Oh
- U••• B•••••• I••••••••• I••• formerOct 4, 2011 to Jun 22, 2016 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerSep 1, 2009 to Oct 4, 2011 · Worthington, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jun 8, 2009 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 25, 2004 to Jan 2, 2009 · Columbus, Oh
- O•••• F•• I••• formerMar 27, 2002 to Jun 23, 2004 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- U••• B•••••• I••••••••• I••• to O•••• F•• I•••left Jun 22, 2016, registered Jun 21, 2016 (-1 days) · Other
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left Oct 4, 2011, registered Oct 4, 2011 (0 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••• I••••••••• S••••••• C••••left Jun 8, 2009, registered Sep 1, 2009 (85 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jun 23, 2004, registered Jun 25, 2004 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address