H•••• R••••• B•••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 19, 2019 · Plant City, Fl
• C••••• I••••••••• A••••••• L•• BD affiliated
  Oct 23, 2015 to Dec 23, 2019 · Jensen Beach, Fl
• J• P• T••••• • C•••••• C•••••• M••••••••• L•• former
  Sep 4, 2009 to Nov 13, 2015 · Jensen Beach, Fl
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Aug 4, 2009 · Fort Pierce, Fl
• A• G• E•••••• • S•••• I••• unclassified
  Mar 28, 2003 to Jan 1, 2008 · Fort Pierce, Fl

• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Dec 23, 2019, registered Nov 19, 2019 (-34 days) · Affiliated broker-dealer or bank to another
• J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••
  left Nov 13, 2015, registered Oct 23, 2015 (-21 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••
  left Aug 4, 2009, registered Sep 4, 2009 (31 days) · Other
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address