RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• W••••••• H••••••
- A•••• P•••••••• L•• independent RIA currentsince Jan 16, 2025 · Rockville, Md
- A••••••• P•••••••• L•• asset manager currentsince Jan 16, 2025 · Rockville, Md
- F••••••• S••••••••• I••• formerSep 9, 2016 to Dec 14, 2016 · Columbia, Md
- H• B•••• I••• formerSep 13, 2011 to Mar 30, 2012 · Rockville, Md
- O•• M••••• C•••••• formerDec 19, 2007 to Sep 23, 2010 · Baltimore, Md
- F••••••• S••••••••• I••• to A••••••• P•••••••• L••left Dec 14, 2016, registered Jan 16, 2025 (2955 days) · Other
- H• B•••• I••• to F••••••• S••••••••• I•••left Mar 30, 2012, registered Sep 9, 2016 (1624 days) · Other
- O•• M••••• C•••••• to H• B•••• I•••left Sep 23, 2010, registered Sep 13, 2011 (355 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address