RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M••••••
- E••••••• G••••• I••••••••• state registered currentsince Oct 5, 2021 · Coral Gables, Fl
- A••••• A•••• M••••••••• L•• unclassifiedNov 13, 2012 to Dec 31, 2016 · Miami Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 15, 2011 to Jan 17, 2012 · Coral Gables, Fl
- V••• I••••••••• M••••••••• C•• L•• asset managerJul 9, 2004 to Apr 7, 2005 · Miami, Fl
- F••••• S••• C•••••• M••••••••• L•• unclassifiedJun 13, 2003 to Jul 8, 2004 · Miami, Fl
- A••••• A•••• M••••••••• L•• to E••••••• G••••• I•••••••••left Dec 31, 2016, registered Oct 5, 2021 (1739 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•••• M••••••••• L••left Jan 17, 2012, registered Nov 13, 2012 (301 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 7, 2005, registered Feb 15, 2011 (2140 days) · Other
- F••••• S••• C•••••• M••••••••• L•• to V••• I••••••••• M••••••••• C•• L••left Jul 8, 2004, registered Jul 9, 2004 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address