DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Trinity Portfolio Advisors, LLC

Independent wealth managerSouthlake, TexasCRD 151721SEC 801-70663website IAPD

Latest filing Jul 17, 2026

First filing on the tape Mar 22, 2012 · 30 filings

SEC status approved since Oct 21, 2009

RAUM

$531M

reported, Item 5.F

Discretionary

87%

of RAUM

Private clients

87%

$459M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$58.9M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$531M as of Jul 17, 2026

Mar 22, 2012$265M then

HNW client RAUM$360M as of Jul 17, 2026

Mar 27, 2018$187M then

State-registered IARs (5.B.3)9 as of Jul 17, 2026

Mar 27, 201318 then

Employees (5.A)13 as of Jul 17, 2026

Mar 27, 201318 then

Private funds: no history

RAUM +8.7% over the last fiscal year+12% a year over threeIARs 8 to 9

Practice profile

derived from the filing of Jul 17, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $58.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 60derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.7MderivedHNW RAUM over HNW clients
Average account: $373,092derivedRAUM over accounts (5.F.2.f)
Discretionary: 87%derivedof RAUM
Institutional: 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 3.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +8.7%derivedbetween the last two annual amendments
Advisor growth, one year: +13%derivedItem 5.B.3 between annual amendments
Client growth, one year: -22%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$360M68%
Individuals$98.9M19%
Pension and profit-sharing plans$70.6M13%
Charitable organizations$900,0000.2%

Individual clients: 441reported
HNW clients: 98reported
Pension plan clients: 82reported
Charitable clients: 1reported
Accounts: 1,422reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

9 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Jeffrey Lee Mccain	Southlake, Tx	Nov 20, 2009	19 y	1
Matthew James Oberst	Southlake, Tx	Nov 30, 2009	36 y	3
John Allen Chalk	Southlake, Tx	Jan 19, 2010	26 y	1
Annette Christine Hamil	Southlake, Tx	Mar 15, 2011	16 y	0
Morgan Jo WebbCertified Financial Planner	Southlake, Tx	Aug 5, 2016	18 y	2
Aaron Roderick Estrada	Southlake, Tx	Aug 6, 2016	26 y	1
Max William May	Southlake, Tx	Mar 31, 2023	14 y	0
Chase Estrada	Southlake, Tx	Mar 12, 2025	12 y	0
Darrell Scott HaynesCertified Financial Planner	Granbury, Tx	Jan 8, 2026	24 y	2

Advisor movement

1 left, 1 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount3 left over 36 months

Left, latest

Joe Nmn Wylie to Dean Wealth Management, LLC
Feb 12, 2026 · RIA to a state-registered adviser
Gary Henry Vogel to Simplicity Wealth
Dec 31, 2024 · RIA to RIA
Andrew C Estrada to Alliancebernstein L.P.
Apr 17, 2024 · Other
Tiffany S Taylor to Empower Advisory Group, LLC
Apr 7, 2023 · RIA to affiliated broker-dealer or bank
Kathryn Ann Allen to Allen Wealth Advisors
Oct 5, 2020 · RIA to a state-registered adviser
Tyisha Marie Wolfe to First Command Advisory Services
Feb 13, 2018 · Other
Katherine Elaine Nolte to Wealthtrust Asset Management, LLC
May 17, 2017 · Other
Thomas Harlan Kyle to MML Investors Services, LLC
Jul 1, 2016 · Other
Jonathan Newman to Strategic Advisers LLC
Nov 13, 2015 · Other
Clayton James Mahone to MML Investors Services, LLC
Sep 15, 2015 · Other
Jared Brandon Snider to Exencial Wealth Advisors
Apr 7, 2014 · Other
Wesley Ragan Young to Oakwood Advisory Group, LLC
Dec 9, 2010 · Other

Joined, latest

Darrell Scott Haynes from Team Financial Strategies
Jan 8, 2026 · RIA to RIA
Kathryn Ann Allen from Aspen Wealth Management, LLC
Dec 18, 2018 · RIA to RIA
Tyisha Marie Wolfe from Morgan Stanley
Aug 16, 2017 · Other
Aaron Roderick Estrada from Cfo4life, L.P.
Aug 6, 2016 · Other
Morgan Jo Webb from Cfo4life, L.P.
Aug 5, 2016 · Other
John Allen Chalk from MML Investors Services, LLC
Jan 19, 2010 · Other
Wesley Ragan Young from Round Table Wealth Management
Jan 19, 2010 · Other
Matthew James Oberst from MML Investors Services, LLC
Nov 30, 2009 · Other
Gary Henry Vogel from MML Investors Services, LLC
Nov 25, 2009 · Other
Thomas Harlan Kyle from MML Investors Services, LLC
Nov 20, 2009 · Other
Tiffany S Taylor from MML Investors Services, LLC
Nov 20, 2009 · Other
Jeffrey Lee Mccain from MML Investors Services, LLC
Nov 20, 2009 · Other
Joe Nmn Wylie from MML Investors Services, LLC
Nov 19, 2009 · Other
Katherine Elaine Nolte from MML Investors Services, LLC
Nov 18, 2009 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Allen John Chalk · Member / Chief Compliance Officercontrol
since 09/2009 · owns 75% or more

Related persons

Schedule D 7.A

Annette Hamil
insurancen
Joe Wylie
insurancen
John A. Chalk, Jr.
insurancey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Southlake, Tx · principal	9	1	0
Tyler, Tx	0	0	1

Offices

Schedule D 1.F, the 25 largest

Fort Worth, TX1 employees
Plano, TX1 employees
Tyler, TX1 employees
, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

clients down average size upCombination · filing Mar 27, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $488,219,840 to $530,536,813, advisors 8 to 9, private clients 689 to 539, offices 2 to 2 (2025-04-16 to 2026-03-27)
peers: independent wealth managers, $500M to $1B (1,483)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 1,268 to 1,422
Apr 16, 2025 to Mar 27, 2026
Advisory employees · 8 to 9
Apr 16, 2025 to Mar 27, 2026
Charity clients · 4 to 1
Apr 16, 2025 to Mar 27, 2026
HNW clients · 73 to 98
Apr 16, 2025 to Mar 27, 2026
Individual clients · 616 to 441
Apr 16, 2025 to Mar 27, 2026
Pension plan clients · 43 to 82
Apr 16, 2025 to Mar 27, 2026
Employees · 15 to 13
Apr 16, 2025 to Mar 27, 2026
State-registered IARs · 8 to 9
Apr 16, 2025 to Mar 27, 2026
Discretionary RAUM · $373M to $459M
Apr 16, 2025 to Mar 27, 2026
HNW RAUM · $287M to $360M
Apr 16, 2025 to Mar 27, 2026
Individual RAUM · $118M to $98.9M
Apr 16, 2025 to Mar 27, 2026
Non-discretionary RAUM · $116M to $71.5M
Apr 16, 2025 to Mar 27, 2026
Pension RAUM · $77.1M to $70.6M
Apr 16, 2025 to Mar 27, 2026
RAUM · $488M to $531M
Apr 16, 2025 to Mar 27, 2026
Employees · 12 to 15
Nov 26, 2024 to Apr 16, 2025
Accounts · 945 to 1,268
Nov 26, 2024 to Apr 16, 2025
Advisory employees · 12 to 8
Nov 26, 2024 to Apr 16, 2025
Charity clients · 2 to 4
Nov 26, 2024 to Apr 16, 2025
HNW clients · 91 to 73
Nov 26, 2024 to Apr 16, 2025
Individual clients · 412 to 616
Nov 26, 2024 to Apr 16, 2025
Pension plan clients · 175 to 43
Nov 26, 2024 to Apr 16, 2025
Financial planning clients · 51-100 to 51-100
Nov 26, 2024 to Apr 16, 2025
State-registered IARs · 12 to 8
Nov 26, 2024 to Apr 16, 2025
Other offices · 4 to 2
Nov 26, 2024 to Apr 16, 2025
Discretionary RAUM · $320M to $373M
Nov 26, 2024 to Apr 16, 2025
HNW RAUM · $229M to $287M
Nov 26, 2024 to Apr 16, 2025
Individual RAUM · $215M to $118M
Nov 26, 2024 to Apr 16, 2025
Non-discretionary RAUM · $132M to $116M
Nov 26, 2024 to Apr 16, 2025
Pension RAUM · $8.0M to $77.1M
Nov 26, 2024 to Apr 16, 2025
RAUM · $453M to $488M
Nov 26, 2024 to Apr 16, 2025
Accounts · 1,017 to 945
Nov 30, 2023 to Mar 1, 2024
Advisory employees · 10 to 12
Nov 30, 2023 to Mar 1, 2024
Charity clients · unset to 2.0
Nov 30, 2023 to Mar 1, 2024
HNW clients · 40 to 91
Nov 30, 2023 to Mar 1, 2024
Individual clients · 684 to 412
Nov 30, 2023 to Mar 1, 2024
Pension plan clients · 4 to 175
Nov 30, 2023 to Mar 1, 2024
Employees · 10 to 12
Nov 30, 2023 to Mar 1, 2024
Financial planning clients · 26-50 to 51-100
Nov 30, 2023 to Mar 1, 2024
State-registered IARs · 10 to 12
Nov 30, 2023 to Mar 1, 2024
Discretionary RAUM · $290M to $320M
Nov 30, 2023 to Mar 1, 2024

Signals

7 dated events

Joe Nmn Wylie left Trinity Portfolio Advisors, Llc for Dean Wealth Management, Llc (registered 2026-02-15)
Feb 12, 2026 · Advisor changed firm · fact
Gary Henry Vogel left Trinity Portfolio Advisors, Llc for Simplicity Wealth (registered 2025-04-11)
Dec 31, 2024 · Advisor changed firm · fact
Andrew C Estrada left Trinity Portfolio Advisors, Llc for Alliancebernstein L.P. (registered 2024-04-23)
Apr 17, 2024 · Advisor changed firm · fact
Tiffany S Taylor left Trinity Portfolio Advisors, Llc for Empower Advisory Group, Llc (registered 2023-07-11)
Apr 7, 2023 · Advisor changed firm · fact
Trinity Portfolio Advisors, Llc reported RAUM $316.4M, up 73% from $183.3M (2021-03-23 to 2022-03-25)
Mar 25, 2022 · RAUM change · derived
Trinity Portfolio Advisors, Llc reported RAUM $183.3M, down 42% from $314.7M (2020-06-16 to 2021-03-23)
Mar 23, 2021 · RAUM change · derived
Wayne Dee Cullum (Member/Chief Compliance Officer) no longer on Schedule A of Trinity Portfolio Advisors, Llc (listed 2018-03-27, absent 2019-03-31)
Mar 31, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 817-369-8875reportedpublished by the firm, firm site, Sep 16, 2026
Website: charismfo.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 817-416-7227reportedpublic record, Form ADV, Jul 17, 2026
Contact form: charismfo.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $58.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026