DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• G•••••• G••••

C••••• I••••••••• A••••••• L••BD affiliatedAshland, Kydual registrantIAPD 3169220

Feed of 09/14/2026

Also filed as Jim G••••

At current firm

2 y

since Jan 16, 2024

In the industry

27 y

since Feb 5, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jan 16, 2024 · Ashland, Ky
S••••• F•••••••• G•••• I•• former
Jan 6, 2009 to May 20, 2021 · Ashland, Ky
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jan 27, 2009 · Ashland, Ky
A• G• E•••••• • S•••• I••• unclassified
May 19, 2006 to Jan 1, 2008 · Ashland, Ky
M••••• S•••••• D• I••• unclassified
Nov 16, 1999 to May 19, 2006 · Ashland, Ky

Moves

a registration end followed by a registration begin elsewhere

S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
left May 20, 2021, registered Jan 16, 2024 (971 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S••••• F•••••••• G•••• I••
left Jan 27, 2009, registered Jan 6, 2009 (-21 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••
left May 19, 2006, registered May 19, 2006 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address