RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• O••• K•••••
- P•••••• F•••••••• P••••••• L•• state registered currentsince Aug 9, 2017 · Arlington Heights, Il
- E•••• I••••••••• T••• L•• formerOct 9, 2018 to Jan 22, 2020 · Arlington Heights, Il
- P•••••• F•••••••• P••••••• L•• state registeredAug 9, 2017 to Dec 31, 2018 · Arlington Heights, Il
- P•••••• F•••••••• P••••••• L•• state registeredAug 9, 2017 to Dec 31, 2020 · Arlington Heights, Il
- V•••••• F•••••••• P••••••• L•••••• formerJan 30, 2009 to Mar 2, 2017 · Arlington Heights, Il
- V•••••• F•••••••• P••••••• L•••••• formerJan 2, 2002 to Dec 16, 2002 · Arlington Heights, Il
- E•••• I••••••••• T••• L•• to no registered destinationleft Jan 22, 2020 · Departure, no registered destination
- V•••••• F•••••••• P••••••• L•••••• to P•••••• F•••••••• P••••••• L••left Mar 2, 2017, registered Aug 9, 2017 (160 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address