DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Elite Investment Team LLC

Former SEC-registered adviserSan Diego, CaliforniaCRD 296922SEC 801-113531IAPD
Latest filing Aug 17, 2020
First filing on the tape Jun 1, 2018 · 34 filings
RAUM
$27.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$24.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
24 advisory (5.B.1)
Offices
19
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$11.3M as of Mar 31, 2020
Mar 15, 2019$126,500 then
HNW client RAUM$2.8M as of Mar 31, 2020
Mar 15, 2019$0 then
State-registered IARs (5.B.3)21 as of Mar 31, 2020
Mar 15, 201912 then
Employees (5.A)24 as of Mar 31, 2020
Mar 15, 201912 then
Private funds: no history
RAUM +21853% over the last fiscal yearIARs 12 to 21offices 12 to 19
Practice profile
derived from the filing of Aug 17, 2020; every figure names its basis
RAUM per advisor
$1.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
6derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$709,278derivedHNW RAUM over HNW clients
Average account
$204,199derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.1derived20 offices incl. principal (1.F.5)
RAUM growth, one year
+8851%derivedbetween the last two annual amendments
Advisor growth, one year
+75%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1775%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$3.9MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$13.8M50%
  • High-net-worth individuals$10.6M38%
  • Pension and profit-sharing plans$3.1M11%
  • Corporations and businesses$250,4060.9%
Individual clients
108reported
HNW clients
15reported
Pension plan clients
1reported
Charitable clients
0reported
Accounts
136reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • James Anton Anderson · Managing Member/Ccocontrol
      since 03/2018 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Elite Assurance Team LLC
      real estaten
    • Elite Resource Team LLC
      real estaten
    Offices
    Schedule D 1.F, the 25 largest
    • Phoenix, AZ2 employees
    • Brooksville, FL1 employees
    • Edmond, OK1 employees
    • Evansville, IN1 employees
    • Fort Myers, FL1 employees
    • Pittsburg, PA1 employees
    • Pittsburg, PA1 employees
    • Reston, VA1 employees
    • St. Charles, IL1 employees
    • Arlington Heights, IL1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 120 to 136
      Jun 18, 2020 to Aug 17, 2020
    • HNW clients · 5 to 15
      Jun 18, 2020 to Aug 17, 2020
    • Individual clients · 70 to 108
      Jun 18, 2020 to Aug 17, 2020
    • Pension plan clients · 0 to 1
      Jun 18, 2020 to Aug 17, 2020
    • Discretionary RAUM · $11.3M to $27.8M
      Jun 18, 2020 to Aug 17, 2020
    • HNW RAUM · $2.8M to $10.6M
      Jun 18, 2020 to Aug 17, 2020
    • Individual RAUM · $8.2M to $13.8M
      Jun 18, 2020 to Aug 17, 2020
    • Pension RAUM · $0 to $3.1M
      Jun 18, 2020 to Aug 17, 2020
    • RAUM · $11.3M to $27.8M
      Jun 18, 2020 to Aug 17, 2020
    • Other offices · 20 to 19
      Apr 1, 2020 to Jun 1, 2020
    • Accounts · 4 to 120
      Feb 6, 2020 to Mar 31, 2020
    • Advisory employees · 12 to 24
      Feb 6, 2020 to Mar 31, 2020
    • Corporate clients · 0 to 2
      Feb 6, 2020 to Mar 31, 2020
    • HNW clients · 0 to 5
      Feb 6, 2020 to Mar 31, 2020
    • Individual clients · 4 to 70
      Feb 6, 2020 to Mar 31, 2020
    • Employees · 12 to 24
      Feb 6, 2020 to Mar 31, 2020
    • Insurance-licensed employees · 7 to 10
      Feb 6, 2020 to Mar 31, 2020
    • Financial planning clients · 0 to 1-10
      Feb 6, 2020 to Mar 31, 2020
    • State-registered IARs · 12 to 21
      Feb 6, 2020 to Mar 31, 2020
    • Other offices · 14 to 20
      Feb 6, 2020 to Mar 31, 2020
    • Discretionary RAUM · $126,500 to $11.3M
      Feb 6, 2020 to Mar 31, 2020
    • HNW RAUM · $0 to $2.8M
      Feb 6, 2020 to Mar 31, 2020
    • Individual RAUM · $126,500 to $8.2M
      Feb 6, 2020 to Mar 31, 2020
    • RAUM · $126,500 to $11.3M
      Feb 6, 2020 to Mar 31, 2020
    • Other offices · 13 to 14
      Dec 10, 2019 to Feb 6, 2020
    • Advisory activities · 3 to 4
      Jul 22, 2019 to Sep 9, 2019
    • Wrap assets (manager) · unset to 0.0
      Jul 22, 2019 to Sep 9, 2019
    • Wrap assets (sponsor) · unset to 0.0
      Jul 22, 2019 to Sep 9, 2019
    • Wrap assets (manager) · 0.0 to unset
      Jul 3, 2019 to Jul 5, 2019
    • Wrap assets (sponsor) · 0.0 to unset
      Jul 3, 2019 to Jul 5, 2019
    • Other offices · 12 to 13
      Apr 25, 2019 to Apr 25, 2019
    • Accounts · 0 to 4
      Dec 12, 2018 to Mar 15, 2019
    • Advisory employees · 1 to 12
      Dec 12, 2018 to Mar 15, 2019
    • Individual clients · 0 to 4
      Dec 12, 2018 to Mar 15, 2019
    • Employees · 1 to 12
      Dec 12, 2018 to Mar 15, 2019
    • Insurance-licensed employees · 0 to 7
      Dec 12, 2018 to Mar 15, 2019
    • State-registered IARs · 1 to 12
      Dec 12, 2018 to Mar 15, 2019
    • Other offices · 13 to 12
      Dec 12, 2018 to Mar 15, 2019
    • Discretionary RAUM · $0 to $126,500
      Dec 12, 2018 to Mar 15, 2019
    • Individual RAUM · $0 to $126,500
      Dec 12, 2018 to Mar 15, 2019
    Signals
    3 dated events
    • Elite Investment Team Llc reported 20 offices beyond its principal office, up from 14 (2020-02-06 to 2020-03-31)
      Mar 31, 2020 · Office count change · derived
    • Elite Investment Team Llc reported 12 state-registered advisory representatives, up from 1 (2018-12-12 to 2019-03-15)
      Mar 15, 2019 · Advisor headcount change · derived
    • Elite Investment Team, Llc filed its initial SEC registration (Form ADV)
      Jun 1, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026