RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• F••••••• C••••••
- A••• A•••••••• L•• former currentsince Jul 27, 2026 · Whitefish Bay, Wi
- I••••••••• F•••••••• G••••• L•• BD affiliatedNov 16, 2015 to Oct 1, 2021 · Whitefish Bay, Wi
- A••••••• N••••••• A••••••• formerNov 9, 2015 to Feb 25, 2021 · Milwaukee, Wi
- P•••• I••• formerMay 4, 2005 to Nov 1, 2011 · Milwaukee, Wi
- I••••••••• F•••••••• G••••• L•• to A••• A•••••••• L••left Oct 1, 2021, registered Jul 27, 2026 (1760 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••• N••••••• A••••••• to I••••••••• F•••••••• G••••• L••left Feb 25, 2021, registered Nov 16, 2015 (-1928 days) · Other
- P•••• I••• to A••••••• N••••••• A•••••••left Nov 1, 2011, registered Nov 9, 2015 (1469 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address