DFX Intelligence
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Registered advisor
J••• E•••••• G••••
Feed of 09/14/2026
Also filed as J••• E•••••• G••••••••• E•••••• G••••••••• E• G••••
At current firm
9 y
since Feb 14, 2017
In the industry
27 y
since Mar 29, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Feb 14, 2017 · Columbus, Oh
- C•••• I••••••••• S••••••••• I••• unclassifiedMar 25, 2009 to Dec 31, 2011 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 7, 2007 to Jan 20, 2009 · Dallas, Tx
- C•••• I••••••••• S••••••• C•••• formerNov 19, 2004 to Sep 26, 2007 · San Antonio, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 29, 2003 to Jul 13, 2004 · San Antonio, Tx
- E•••••• A••••••• S•••••••• I••• unclassifiedFeb 1, 2002 to Dec 17, 2002 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••••• I••• to N••••••••• I••••••••• A•••••••• L••left Dec 31, 2011, registered Feb 14, 2017 (1872 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••• I••••••••• S••••••••• I•••left Jan 20, 2009, registered Mar 25, 2009 (64 days) · Other
- C•••• I••••••••• S••••••• C•••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 26, 2007, registered Sep 7, 2007 (-19 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Jul 13, 2004, registered Nov 19, 2004 (129 days) · Other
- E•••••• A••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 17, 2002, registered May 29, 2003 (163 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address