RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• D•••• T•••••••••
- K•• K•••••• R•• state registered currentsince Nov 3, 2025 · Folsom, Ca
- S•• I••••••••• A•••••••• I••• formerAug 5, 2016 to Dec 26, 2017 · Folsom, Ca
- S••••••••• A•••••• A•••••••• I••• formerAug 21, 2015 to Jul 28, 2016 · Loomis, Ca
- Q•••••• A•••• M••••••••• I••• formerMay 10, 2013 to Sep 16, 2015 · Minneapolis, Mn
- W••••••• F•••••••• S•••••••• I••• formerDec 8, 2011 to May 16, 2013 · Loomis, Ca
- L•• F•••••••• L•• BD affiliatedAug 8, 2005 to Dec 7, 2011 · Auburn, Ca
- B••••• • Y•••• A•••••••• I••• formerMay 1, 2002 to Aug 15, 2005 · Roseville, Ca
- S•• I••••••••• A•••••••• I••• to K•• K•••••• R••left Dec 26, 2017, registered Nov 3, 2025 (2869 days) · Other
- S••••••••• A•••••• A•••••••• I••• to S•• I••••••••• A•••••••• I•••left Jul 28, 2016, registered Aug 5, 2016 (8 days) · Other
- Q•••••• A•••• M••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 16, 2015, registered Aug 21, 2015 (-26 days) · Other
- W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left May 16, 2013, registered May 10, 2013 (-6 days) · Other
- L•• F•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Dec 7, 2011, registered Dec 8, 2011 (1 days) · Other
- B••••• • Y•••• A•••••••• I••• to L•• F•••••••• L••left Aug 15, 2005, registered Aug 8, 2005 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address