DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Harris Todd Doobrow
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Todd Doobrow
At current firm
5 y
since Oct 26, 2020
In the industry
27 y
since Mar 19, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rfg Advisory, LLC independent RIA currentsince Oct 26, 2020 · Vestavia Hills, Al
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Oct 26, 2020 · Vestavia, Al
- Msi Financial Services, Inc. formerDec 18, 2015 to Mar 25, 2017 · Birmingham, Al
- MML Investors Services, LLC BD affiliatedFeb 10, 2014 to Dec 18, 2015 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Rfg Advisory, LLCleft Oct 26, 2020, registered Oct 26, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- MML Investors Services, LLC to Msi Financial Services, Inc.left Dec 18, 2015, registered Dec 18, 2015 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address