DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Stephen Rader
Feed of 09/14/2026
At current firm
3 y
since Feb 1, 2023
In the industry
32 y
since Sep 1, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 1, 2023 · Avon, In
- Securities America Advisors, Inc. formerOct 30, 2017 to Feb 2, 2023 · Avon, In
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerMar 31, 2006 to Nov 3, 2017 · Noblesville, In
- Independent Advisers Group Corp formerMar 27, 2002 to Jul 6, 2006 · Avon, In
- Osaic Fs, Inc. formerMar 6, 2002 to Apr 3, 2006 · Avon, In
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to LPL Financial LLCleft Feb 2, 2023, registered Feb 1, 2023 (-1 days) · corporate re-registration, not a move
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Securities America Advisors, Inc.left Nov 3, 2017, registered Oct 30, 2017 (-4 days) · Other · moved with a team
- Independent Advisers Group Corp to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jul 6, 2006, registered Mar 31, 2006 (-97 days) · Other
- Osaic Fs, Inc. to Independent Advisers Group Corpleft Apr 3, 2006, registered Mar 27, 2002 (-1468 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address