RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• W•••• M•••••
- I•• W••••• M••••••••• I••• BD affiliated currentsince Jan 9, 2014 · Decatur, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 13, 2005 to Jan 14, 2014 · St Louis, Mo
- M•• F•••••••• S•••••••• I••• formerAug 29, 2002 to Aug 12, 2003 · Chesterfield, Mo
- V••• F•••••••• A•••••••• I••• to I•• W••••• M••••••••• I•••left Jan 14, 2014, registered Jan 9, 2014 (-5 days) · Other
- M•• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Aug 12, 2003, registered Jun 13, 2005 (671 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address