DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• T••
Feed of 09/14/2026
At current firm
11 y
since Jul 10, 2015
In the industry
27 y
since Feb 16, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 10, 2015 · San Jose, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 22, 2015 · Menlo Park, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 16, 2008 to Jun 1, 2009 · Menlo Park, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 16, 2008 · San Jose, Ca
- M••••• S•••••• D• I••• unclassifiedOct 23, 2001 to Apr 2, 2007 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 22, 2015, registered Jul 10, 2015 (-12 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to C•••••••• G••••• M•••••• I•••left Jun 16, 2008, registered Jun 16, 2008 (0 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address