J•••••• R•• P•••••

S•••••• W••••• P•••••••• L••BD affiliatedHudson, Ohdual registrantIAPD 3177629

Feed of 09/14/2026

Also filed as J•••••• R•• A••••••

At current firm

3 y

since Sep 5, 2023

In the industry

24 y

since Feb 22, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• W••••• P•••••••• L•• BD affiliated current
since Sep 5, 2023 · Hudson, Oh
M••••• S•••••• wirehouse
Mar 22, 2013 to Sep 22, 2023 · Akron, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 10, 2002 to Mar 25, 2013 · Akron, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to S•••••• W••••• P•••••••• L••
left Sep 22, 2023, registered Sep 5, 2023 (-17 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Mar 25, 2013, registered Mar 22, 2013 (-3 days) · Wirehouse to wirehouse

Signals

••• Locked
Sep 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address