S•••••• E••• S••••

• T••••••• I••••••••• M••••••••• I••• BD affiliated current
  since Mar 29, 2023 · Minneapolis, Mn
• R•• C•••••• M••••••• L•• national BD
  Apr 2, 2019 to Aug 2, 2022 · Minneapolis, Mn
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Nov 10, 2017 to Apr 2, 2019 · Minneapolis, Mn
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jul 31, 2017 to Nov 2, 2017 · Minneapolis, Mn

• R•• C•••••• M••••••• L•• to T••••••• I••••••••• M••••••••• I•••
  left Aug 2, 2022, registered Mar 29, 2023 (239 days) · Affiliated broker-dealer or bank to another
• T••••••• I••••••••• M••••••••• I••• to R•• C•••••• M••••••• L••
  left Apr 2, 2019, registered Apr 2, 2019 (0 days) · Affiliated broker-dealer or bank to another
• A••••••••• F•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
  left Nov 2, 2017, registered Nov 10, 2017 (8 days) · Other

• ••• Locked
  Aug 2, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address