DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Giardino
Feed of 09/15/2026
Also filed as Tomas Giardino
At current firm
0 y
since Sep 22, 2025
In the industry
26 y
since Dec 30, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- 3edge Asset Management, LP independent RIA currentsince Sep 22, 2025 · Naples, Fl
- Ocean Park Asset Management, LLC asset managerOct 30, 2024 to Aug 14, 2025 · Scottsdale, Az
- Sierra Investment Management, LLC independent RIAAug 28, 2018 to Dec 23, 2024 · Santa Monica, Ca
- Sierra Investment Management, LLC independent RIAJul 18, 2016 to Dec 31, 2017 · Scottsdale, Az
- Pacific Financial Group, LLC asset managerOct 12, 2010 to Aug 8, 2014 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Ocean Park Asset Management, LLC to 3edge Asset Management, LPleft Aug 14, 2025, registered Sep 22, 2025 (39 days) · Other
- Sierra Investment Management, LLC to Ocean Park Asset Management, LLCleft Dec 23, 2024, registered Oct 30, 2024 (-54 days) · channel change inside one enterprise, not a move · moved with a team
- Pacific Financial Group, LLC to Sierra Investment Management, LLCleft Aug 8, 2014, registered Jul 18, 2016 (710 days) · Other
Signals
- Thomas Giardino left Ocean Park Asset Management, Llc for 3Edge Asset Management, Lp (registered 2025-09-22)Aug 14, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address