RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• R••••• S••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 4, 2026 · Orlando, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 12, 2012 to May 4, 2026 · Orlando, Fl
- R••••• W• B•••• • C•• I••••••••• mixed wealthJul 10, 2007 to Mar 14, 2012 · Orlando, Fl
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 4, 2026, registered May 4, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- R••••• W• B•••• • C•• I••••••••• to R•••••• J•••• • A••••••••• I•••left Mar 14, 2012, registered Mar 12, 2012 (-2 days) · Other
- T•••• R••••• S•••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-05-04)May 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address