RIA Intelligence

• M••••• S•••••• wirehouse current
  since Jan 17, 2025 · Winter Park, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Jul 23, 2012 to Jan 28, 2025 · Winter Park, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Aug 1, 2012 · Winter Park, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Mar 24, 1999 to Jun 1, 2009 · Winter Park, Fl

• U•• F•••••••• S••••••• I••• to M••••• S••••••
  left Jan 28, 2025, registered Jan 17, 2025 (-11 days) · Wirehouse to wirehouse · moved with a team
• M••••• S•••••• to U•• F•••••••• S••••••• I•••
  left Aug 1, 2012, registered Jul 23, 2012 (-9 days) · Wirehouse to wirehouse
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• S•• R••• B•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-01-17)
  Jan 28, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address