DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Michael Gundy
Feed of 09/14/2026
At current firm
13 y
since Feb 4, 2013
In the industry
26 y
since Jul 10, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advanced Trader Investment Advisors, LLC. state registered currentsince Feb 4, 2013 · Springfield, Il
- Advanced Trader Investment Advisors, LLC. state registeredFeb 4, 2013 to Dec 31, 2017 · Springfield, Il
- Advanced Trader Investment Advisors, LLC. state registeredFeb 4, 2013 to Dec 31, 2020 · Springfield, Il
- Valic Financial Advisors, Inc. BD affiliatedMar 11, 2010 to Nov 15, 2012 · Peoria, Il
- Midwestern Securities Trading Co.,LLC independent RIAJul 27, 2009 to Jan 11, 2010 · Princeville, Il
- Valic Financial Advisors, Inc. BD affiliatedJul 7, 2004 to Jul 30, 2009 · Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- Valic Financial Advisors, Inc. to Advanced Trader Investment Advisors, LLC.left Nov 15, 2012, registered Feb 4, 2013 (81 days) · Other
- Midwestern Securities Trading Co.,LLC to Valic Financial Advisors, Inc.left Jan 11, 2010, registered Mar 11, 2010 (59 days) · Other
- Valic Financial Advisors, Inc. to Midwestern Securities Trading Co.,LLCleft Jul 30, 2009, registered Jul 27, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address