DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher John Lindsley
Feed of 09/14/2026
At current firm
0 y
since Jul 10, 2026
In the industry
21 y
since Jan 1, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Jul 10, 2026 · North Babylon, Ny
- Esi Financial Advisors independent RIAApr 8, 2026 to Jun 26, 2026 · Hauppauge, Ny
- LPL Enterprise, LLC BD affiliatedNov 24, 2025 to Jan 5, 2026 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- Esi Financial Advisors to Allstate Financial Advisors, LLCleft Jun 26, 2026, registered Jul 10, 2026 (14 days) · RIA to affiliated broker-dealer or bank
- LPL Enterprise, LLC to Esi Financial Advisorsleft Jan 5, 2026, registered Apr 8, 2026 (93 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Christopher John Lindsley left Esi Financial Advisors for Allstate Financial Advisors, Llc (registered 2026-07-10)Jun 26, 2026 · Advisor changed firm · fact
- Christopher John Lindsley left Lpl Enterprise, Llc for Esi Financial Advisors (registered 2026-04-08)Jan 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address