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Registered advisor
D••••• B•••• H•••••
Feed of 09/14/2026
Also filed as D••••• B•••• H•••••
At current firm
6 y
since Jan 31, 2020
In the industry
27 y
since Apr 14, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 31, 2020 · Paramus, Nj
- J••• M••••• S••••••••• L•• wirehouseDec 10, 2014 to Feb 12, 2020 · Teaneck, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 28, 2012 to Dec 9, 2014 · Bridgewater, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 8, 2006 to Aug 2, 2010 · Bedminster, Nj
- A•••••• I••• unclassifiedJan 11, 2006 to Mar 8, 2006 · Bedminster, Nj
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 12, 2020, registered Jan 31, 2020 (-12 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Dec 9, 2014, registered Dec 10, 2014 (1 days) · Wirehouse to wirehouse
- A•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address