S•••••• B•••••

K••••• A••••••• S•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 3185032

Certified Financial Planner

Feed of 09/15/2026

Also filed as S•••••• R••• S••••• B••••••••• R••• S•••••

At current firm

1 y

since Jul 17, 2025

In the industry

27 y

since Feb 25, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Jul 17, 2025 · Austin, Tx
C••••••••• F•••••••• N•••••• national BD
Oct 16, 2003 to Jul 16, 2025 · North Wilkesboro, Nc
W• G••••••• S••••••••• I••• unclassified
Dec 31, 2000 to Oct 23, 2003 · Greensboro, Nc

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
left Jul 16, 2025, registered Jul 17, 2025 (1 days) · Affiliated broker-dealer or bank to another
W• G••••••• S••••••••• I••• to C••••••••• F•••••••• N••••••
left Oct 23, 2003, registered Oct 16, 2003 (-7 days) · Other

Signals

••• Locked
Jul 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address